Legal & Regulatory
Legal &
Regulatory.
We monitor developments in financial market laws and regulations, analyze their impact on your business and support you in implementing the new standards.
ASSET MANAGEMENT AND ADVISORY
- Implementation of new rules into processes (e.g. FinSA, FinIA, FinfraG)
- Drafting of standard documents and contracts
- Advice on FINMA applications for asset managers and ongoing legal and regulatory support
CORPORATE GOVERNANCE
- Corporate governance reviews for Executive Committees and Board of Directors
- Design and review of policy frameworks
- Design structural setup of legal & compliance units including organizational regulations and committee charters
CROSS-BORDER
- Design and review of cross-border strategies, policies and procedures including country risk assessments and control frameworks